The Credit Broker Journey

This is an entry level course for those who may be new to a role in a consumer credit brokerage firm. It may also be a useful reminder for Senior Managers.


Full Description

This course covers:

  • An brief overview of the Senior Managers & Certification regime
  • The Individual Conduct Rules
  • A more detailed view of Conduct Rule 6 imposed under the Consumer Duty
  • What would be a breach of a Conduct Rule
  • When a breach of a Conduct Rule should be reported to the Financial Conduct Authority