The Credit Broker Journey
This is an entry level course for those who may be new to a role in a consumer credit brokerage firm. It may also be a useful reminder for Senior Managers.
£75.00
Full Description
This course covers:
- An brief overview of the Senior Managers & Certification regime
- The Individual Conduct Rules
- A more detailed view of Conduct Rule 6 imposed under the Consumer Duty
- What would be a breach of a Conduct Rule
- When a breach of a Conduct Rule should be reported to the Financial Conduct Authority
