An Introduction to Consumer Duty for Sales and Compliance Staff – Part 2
This module looks at 4 consumer outcomes and how to monitor them, vulnerable customers and management information and governance.
£75.00
Full Description
By the end of this course you will be informed and knowledgeable about the 4 Consumer Outcomes & how to monitor them, understand how to recognise and treat a Vulnerable Customer, understand what Management Information to collate, understand what Governance your firm needs to implement and who’s responsibility this is and know how this will affect the SMCR & what the new Conduct Rule 6 means to you and your staff.
