FCA Permissions

Welcome to the FCA Permissions Module

Understanding FCA permissions is essential for any firm operating in the UK’s financial services sector. These permissions form the legal backbone that determines what regulated activities a firm can carry out—and under what conditions.

In this module, we’ll break down the permission system introduced by the Financial Conduct Authority (FCA), explain the difference between full and limited permissions, and guide you through the process of applying for and maintaining authorisation. You’ll learn which activities require regulation, how to remain compliant, and what happens when firms operate outside their scope.

By the end, you’ll have a clear and practical understanding of how FCA permissions support consumer protection, market integrity, and fair competition across the financial landscape.